jobs from Financial Industry Regulatory Authority

  • 697 jobs from Financial Industry Regulatory Authority
Associate Principal Analyst, Membership Application Program NEW
Philadelphia, PENNSYLVANIA, us
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Minimum of five years of securities, compliance or financial regu..
Posted 2 days ago
Administrative Assistant, Enforcement
New York, NEW YORK, us
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. All of those accounts are subject to the Code's investment and se..
Posted 4 months ago
Principal Investigator, Investigative Support and Scoping NEW
New York, NEW YORK, us
Minimum of seven (7)years of progressive experience in the securities, financial services, or financial regulatory industry, with substantive knowledg..
Posted 1 day ago
Principal Analyst, Risk Monitoring NEW
Woodbridge Township, NEW JERSEY, us
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Demonstrated analytical skills and experience, including financia..
Posted 4 days ago
Principal Investigator, Investigative Support and Scoping
Jersey City, NEW JERSEY, us
Minimum of seven (7)years of progressive experience in the securities, financial services, or financial regulatory industry, with substantive knowledg..
Posted 1 week ago
Regulatory Compliance Coordinator NEW
Woodcliff Lake, NJ, US
Regulatory Compliance CoordinatorWork across multiple disciplines within and outside Regulatory Affairs to drive departmental and project objectives.R..
Posted 5 days ago
Principal Analyst, Surveillance - Manipulation
New York, NEW YORK, us
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Other Responsibilities:Participates in initiatives across Surveil..
Posted 1 month ago
Regulatory Compliance Coordinator
Secaucus, NJ, US
Position: Corporate Compliance CoordinatorEmployment Type: Full-TimeShift: Day ShiftSchedule: Monday-FridayHours: 8:00 AM-5:00 PMPosition OverviewOur ..
Posted 1 week ago
Principal Analyst, Transparency Services Equities - Extended Hours
New York, NEW YORK, us
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Provides subject matter expertise in regulatory area to advance F..
Posted 2 weeks ago
Regulatory Affairs Strategist
Warren, NJ, US
Job Summary The Regulatory Affairs Strategist is responsible for developing and executing regulatory strategies that support the approval and lifecycl..
Posted 1 week ago
Remote Senior CMC Regulatory Scientist NEW
all cities, NJ, US
Cardinal Health is seeking a Scientist III CMC to develop regulatory strategies for pre- and post-approval changes and lifecycle activities, author co..
Posted 2 days ago
Operations Analyst NEW
Jersey City, NJ, US
Operations Analyst - Jersey City, NJ - Contract - - $37-47 Per HR The Operations Analyst role is a hybrid position focused on enhancing operational pr..
Posted 4 days ago
Case Coordinator, Dispute Resolution
New York, NEW YORK, us
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. All of those accounts are subject to the Code's investment and se..
Posted 2 weeks ago
Associate Principal Analyst, Membership Application Program NEW
Jersey City, NEW JERSEY, us
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA Securities Industry Essentials (SIE) certification or accep..
Posted 2 days ago
Associate Principal Analyst, Membership Application Program NEW
New York, NEW YORK, us
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. All of those accounts are subject to the Code’s investment and se..
Posted 21 hours ago
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